SFC Licences of LI Chengzhen 李成臻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 25 April 2019 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 25 April 2019 | |
| OCI Asset Management Company Limited 東建資產管理有限公司 | RE | 9 | 23 July 2018 | 28 February 2019 |
| OCI Asset Management Company Limited 東建資產管理有限公司 | RE | 4 | 23 July 2018 | 28 February 2019 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 22 January 2015 | 15 July 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 January 2015 | 15 July 2017 |