SFC Licences of NARULA Gurpreet Singh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RE | 2 | 19 March 2018 | |
| Citadel Securities (Hong Kong) Limited | RE | 1 | 19 March 2018 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 October 2016 | 14 February 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 January 2015 | 14 February 2018 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 29 January 2015 | 10 October 2016 |