SFC Licences of NG Chung 伍聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 01 November 2021 | 09 February 2024 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 November 2021 | 09 February 2024 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 30 January 2019 | 09 February 2024 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 25 November 2016 | 18 December 2018 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 25 November 2016 | 18 December 2018 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 25 November 2016 | 18 December 2018 |