SFC Licences of LAU Wing Sang 劉泳甡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1, 6 | 09 August 2021 | |
ABCI Capital Limited 農銀國際融資有限公司 |
RE | 1, 6 | 31 May 2016 | 24 August 2018 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 29 January 2015 | 07 May 2016 |