SFC Licences of DONG Jizhou 董季舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 25 November 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 21 November 2018 | 24 September 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 April 2016 | 20 May 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 29 January 2015 | 21 January 2016 |