SFC Licences of HO Wai Leung 何偉樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Research Limited 南華資料研究有限公司 | RE | 4 | 07 January 2019 | 04 October 2019 |
South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 30 November 2018 | 04 October 2019 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 30 November 2018 | 04 October 2019 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 30 November 2018 | 04 October 2019 |
Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 04 April 2018 | 08 November 2018 |
Hao Tian International Futures Limited 昊天國際期貨有限公司 | RE | 2 | 22 March 2018 | 08 November 2018 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 22 March 2018 | 08 November 2018 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 5 | 22 June 2016 | 15 February 2018 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 22 June 2016 | 15 February 2018 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 26 January 2015 | 15 February 2018 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 January 2015 | 15 February 2018 |