SFC Licences of LUK Siu Yeung 陸兆揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 28 November 2018 | 28 October 2020 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 28 July 2017 | 14 November 2018 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 5 | 28 July 2017 | 14 November 2018 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 4 | 28 July 2017 | 14 November 2018 |
| Wellchamp Capital Limited 宏昌資本有限公司 | RE | 9 | 14 January 2016 | 07 April 2017 |
| Wellchamp Capital Limited 宏昌資本有限公司 | RE | 4 | 22 July 2015 | 07 April 2017 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 27 March 2015 | 11 July 2015 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 27 March 2015 | 11 July 2015 |