SFC Licences of PANG Shi Choi 彭士財

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 15 July 2021
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 15 July 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 30 July 2018 18 June 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 30 July 2018 18 June 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 30 July 2018 18 June 2021
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 28 September 2017 28 July 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 28 September 2017 28 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 29 April 2015 28 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 29 April 2015 28 July 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 30 January 2015 27 April 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 30 January 2015 27 April 2015