SFC Licences of SHAO Jinming 邵金明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 February 2015 | 02 March 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 02 February 2015 | 02 March 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 February 2015 | 02 March 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 02 February 2015 | 02 March 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 02 February 2015 | 28 January 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 02 February 2015 | 28 January 2016 |