SFC Licences of GU Chengzong 顧承宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 08 February 2022 | |
| UBS Securities Hong Kong Limited | RE | 6 | 10 February 2015 | 06 August 2016 |