SFC Licences of LU Xi 盧曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CPPIB Asia Inc. | RE | 1 | 27 August 2019 | 17 September 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 February 2015 | 01 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 February 2015 | 01 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 February 2015 | 01 March 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 23 February 2015 | 01 March 2016 |
| Merrill Lynch Far East Limited | RE | 4 | 23 February 2015 | 01 March 2016 |
| Merrill Lynch Far East Limited | RE | 6 | 23 February 2015 | 01 March 2016 |