SFC Licences of LIU Ke 劉科

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Booming Asset Management Limited 博明資產管理有限公司 RO 1 02 February 2023
Booming Asset Management Limited 博明資產管理有限公司 RE 9 27 September 2019
Booming Asset Management Limited 博明資產管理有限公司 RE 4 27 September 2019
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 25 June 2018 15 September 2019
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 4 25 June 2018 15 September 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RE 2 25 June 2018 15 September 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 25 June 2018 15 September 2019
Chief Commodities Limited 致富期貨商品有限公司 RE 2 25 June 2015 16 February 2018
Chief Securities Limited 致富證券有限公司 RE 1 13 February 2015 16 February 2018