SFC Licences of LIU Ke 劉科
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Booming Asset Management Limited 博明資產管理有限公司 | RO | 1 | 02 February 2023 | |
Booming Asset Management Limited 博明資產管理有限公司 | RE | 9 | 27 September 2019 | |
Booming Asset Management Limited 博明資產管理有限公司 | RE | 4 | 27 September 2019 | |
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 9 | 25 June 2018 | 15 September 2019 |
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 4 | 25 June 2018 | 15 September 2019 |
Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 2 | 25 June 2018 | 15 September 2019 |
Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 25 June 2018 | 15 September 2019 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 25 June 2015 | 16 February 2018 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 13 February 2015 | 16 February 2018 |