SFC Licences of LU Yuan 陸遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 1 | 08 September 2020 | 01 July 2022 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 9 | 11 July 2019 | 01 July 2022 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 4 | 11 June 2019 | 01 July 2022 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 18 May 2018 | 25 April 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 26 April 2018 | 25 April 2019 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 09 June 2017 | 12 April 2018 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 4 | 11 April 2017 | 12 April 2018 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 12 February 2015 | 02 February 2017 |