SFC Licences of LIU Steven

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aspex Management (HK) Limited RE 9 01 September 2023
Elliott Advisors (HK) Limited RE 9 09 December 2016 31 May 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 16 February 2015 13 October 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 February 2015 13 October 2016