SFC Licences of LI Hiu Chung 李曉頌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 September 2021 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 17 August 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 02 June 2017 | 27 July 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 June 2017 | 27 July 2021 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 18 February 2015 | 24 March 2017 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 18 February 2015 | 24 March 2017 |