SFC Licences of LAUD Sonja

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 13 October 2015 16 October 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 13 October 2015 16 October 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 02 March 2015 06 March 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 02 March 2015 06 March 2015