SFC Licences of ZHAI Baoying 翟寶瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 05 May 2021 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 05 May 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 04 January 2019 | 18 January 2021 |
| Neuberger Berman Asia Limited | RE | 1 | 21 May 2018 | 30 November 2018 |
| Neuberger Berman Asia Limited | RE | 4 | 07 May 2018 | 30 November 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 02 July 2015 | 10 April 2018 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 23 February 2015 | 15 May 2015 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 1 | 23 February 2015 | 15 May 2015 |