SFC Licences of WONG Yick Lam, Vivian 黃翊琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Space Securities Limited 恆宇證券有限公司 | RE | 1 | 03 April 2020 | 04 January 2021 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 07 August 2018 | 01 October 2019 |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 06 March 2018 | 29 May 2018 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 17 December 2015 | 31 August 2017 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 26 November 2015 | 31 August 2017 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 27 April 2015 | 12 November 2015 |