SFC Licences of LUO Yuan 羅援
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 15 March 2018 |
UBS Securities Asia Limited | RE | 1 | 28 April 2016 | 20 May 2016 |