SFC Licences of PENG Han 彭瀚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 9 21 July 2020
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 21 July 2020
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 9 18 February 2015 31 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 18 February 2015 31 December 2022