SFC Licences of ZOU Tianlong 邹天龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 02 June 2017 | 09 June 2017 |
UBS Securities Asia Limited | RE | 4 | 07 August 2015 | 14 August 2015 |
UBS Securities Asia Limited | RE | 4 | 20 March 2015 | 23 May 2015 |
UBS Securities Asia Limited | RE | 4 | 26 February 2015 | 07 March 2015 |