SFC Licences of HAN Tingqian 韓婷芊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 14 June 2017 27 December 2017
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 16 March 2015 08 August 2015