SFC Licences of TSENG Bao Ji, Alexander 曾寶基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 | RO | 1 | 22 November 2023 | |
| OSL Digital Securities Limited OSL數字證券有限公司 | RE | 1 | 11 September 2023 | 22 November 2023 |
| OSL Digital Securities Limited OSL數字證券有限公司 | RE | 7 | 11 September 2023 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 February 2015 | 04 March 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 24 February 2015 | 04 March 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 24 February 2015 | 04 March 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 24 February 2015 | 04 March 2020 |