SFC Licences of KONDO Masakatsu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 19 May 2023 | 23 May 2023 |
| UBS Securities Asia Limited | RE | 1 | 22 August 2019 | 28 August 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 02 March 2015 | 22 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 March 2015 | 22 March 2018 |