SFC Licences of LAU Cheong 劉暢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Segantii Capital Management Limited | RE | 9 | 19 February 2024 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 1 | 22 November 2023 | 08 February 2024 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 02 June 2022 | 08 February 2024 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 03 August 2020 | 08 February 2024 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 July 2019 | 06 May 2020 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 04 June 2018 | 08 February 2024 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 04 June 2018 | 08 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 March 2015 | 23 April 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 02 March 2015 | 23 April 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 02 March 2015 | 23 April 2018 |