SFC Licences of YANG Sikai 楊斯凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 04 January 2021 | 23 March 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 January 2021 | 23 March 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 May 2018 | 30 September 2020 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 March 2015 | 27 April 2018 |