SFC Licences of LEE Katryna Anne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 24 October 2019 | 31 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 15 July 2019 | 19 July 2019 |
| UBS Securities Asia Limited | RE | 1 | 15 March 2019 | 20 March 2019 |
| UBS Securities Asia Limited | RE | 1 | 29 October 2018 | 02 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 26 October 2017 | 04 November 2017 |
| UBS Securities Asia Limited | RE | 1 | 13 March 2017 | 17 March 2017 |
| UBS Securities Asia Limited | RE | 1 | 24 October 2016 | 29 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 18 March 2016 | 26 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 16 November 2015 | 23 November 2015 |
| UBS Securities Asia Limited | RE | 1 | 06 March 2015 | 13 March 2015 |