SFC licenceholder BFA540 HUANG Xiaoyi 黃瀟逸

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 11 July 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 July 2018
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE [5] (Advising on Futures Contracts) 18 January 2018 20 June 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 January 2017 20 June 2018
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE [2] (Dealing in Futures Contracts) 20 January 2017 20 June 2018
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE [9] (Asset Management) 13 March 2015 01 January 2017