SFC Licences of HUANG Xiaoyi 黃瀟逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 July 2018 | 27 February 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 July 2018 | 27 February 2021 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 5 | 18 January 2018 | 20 June 2018 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 20 January 2017 | 20 June 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 20 January 2017 | 20 June 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 20 January 2017 | 20 June 2018 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 13 March 2015 | 01 January 2017 |