SFC Licences of KINGSMILL Stuart Guy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 08 January 2018 | 11 January 2018 |
| UBS Securities Asia Limited | RE | 1 | 05 May 2016 | 13 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 30 September 2015 | 09 October 2015 |
| UBS Securities Asia Limited | RE | 1 | 18 September 2015 | 25 September 2015 |
| UBS Securities Asia Limited | RE | 1 | 12 March 2015 | 20 March 2015 |