SFC Licences of SHOOKUS Jeffrey David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 20 February 2020 | 25 February 2020 |
| UBS Securities Asia Limited | RE | 1 | 10 October 2019 | 18 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 04 January 2018 | 09 January 2018 |
| UBS Securities Asia Limited | RE | 1 | 09 March 2015 | 13 March 2015 |