SFC Licences of KWOK Wang Wai 郭宏偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 12 November 2020 | |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 12 November 2020 | |
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 29 November 2017 | 18 October 2020 |
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 29 November 2017 | 18 October 2020 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 29 November 2017 | 18 October 2020 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RE | 2 | 10 March 2017 | 15 November 2017 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 10 April 2015 | 19 February 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 04 March 2015 | 21 March 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 04 March 2015 | 21 March 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 March 2015 | 21 March 2015 |