SFC Licences of LIU Ka Ho Kenny 廖家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 January 2019 | 28 March 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 January 2019 | 28 March 2020 |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 9 | 09 June 2017 | 07 January 2019 |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 4 | 09 June 2017 | 07 January 2019 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 2 | 09 June 2017 | 07 January 2019 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 09 June 2017 | 07 January 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 February 2016 | 18 May 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 March 2015 | 18 May 2017 |