SFC Licences of PLA Edward Louis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 16 April 2018 | 20 April 2018 |
| UBS Securities Asia Limited | RE | 1 | 04 August 2017 | 10 August 2017 |
| UBS Securities Asia Limited | RE | 1 | 12 March 2015 | 17 March 2015 |