SFC Licences of TEVES Joni Mae
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 05 February 2020 | 12 February 2020 |
| UBS Securities Asia Limited | RE | 4 | 04 June 2019 | 07 June 2019 |
| UBS Securities Asia Limited | RE | 4 | 28 May 2018 | 31 May 2018 |
| UBS Securities Asia Limited | RE | 4 | 24 March 2017 | 02 April 2017 |
| UBS Securities Asia Limited | RE | 4 | 06 October 2016 | 13 October 2016 |
| UBS Securities Asia Limited | RE | 4 | 17 September 2015 | 27 September 2015 |
| UBS Securities Asia Limited | RE | 4 | 20 March 2015 | 29 March 2015 |