SFC Licences of KWOK Ho Yin 郭浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 05 June 2017 | 31 May 2019 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 4 | 05 June 2017 | 31 May 2019 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 05 June 2017 | 31 May 2019 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 22 February 2016 | 04 May 2017 |
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 27 January 2016 | 04 May 2017 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 05 March 2015 | 20 January 2016 |