SFC Licences of QI Haiying 祁海英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 2 15 December 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 15 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 15 January 2019
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 9 27 November 2017 06 February 2024
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 4 27 November 2017 01 April 2021
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 1 27 November 2017 30 September 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 31 March 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 31 March 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 1 31 March 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 15 November 2016 31 March 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 15 November 2016 31 March 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 15 November 2016 31 March 2017