SFC Licences of AU Chun Hong Jos 區俊康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RO | 6 | 18 April 2023 | |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 10 September 2021 | |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 19 August 2021 | 18 April 2023 |
| Advent Corporate Finance Limited 宏智融資有限公司 | RE | 6 | 28 December 2018 | 07 March 2021 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 16 August 2018 | 10 December 2018 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 07 August 2018 | 10 December 2018 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 11 March 2015 | 01 July 2018 |