SFC Licences of COLEBATCH Michael John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 5 08 February 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 08 February 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 2 08 February 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 08 February 2022
Harmony Advisors Limited 喜望利顧問有限公司 RE 9 28 May 2018 08 January 2020
Harmony Advisors Limited 喜望利顧問有限公司 RE 4 28 May 2018 08 January 2020
Harmony Advisors Limited 喜望利顧問有限公司 RE 2 28 May 2018 08 January 2020
Harmony Advisors Limited 喜望利顧問有限公司 RE 1 28 May 2018 08 January 2020
Merrill Lynch (Asia Pacific) Limited RE 1 25 March 2015 23 February 2018
Merrill Lynch Far East Limited RE 2 25 March 2015 23 February 2018