SFC Licences of ROGERS-UFF Jesse John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Markets Trading Limited | RE | 1 | 22 February 2021 | |
Macquarie Asia Securities Limited | RE | 2 | 13 March 2015 | 19 August 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 13 March 2015 | 19 August 2016 |