SFC Licences of LIU Sisi 劉思思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 25 August 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 25 August 2021 | |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 17 April 2018 | 30 July 2021 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 17 April 2018 | 30 July 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 March 2015 | 09 March 2018 |