SFC Licences of AU Yu Him 區宇謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 19 October 2017 20 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 19 October 2017 20 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 19 October 2017 20 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 19 October 2017 20 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 19 October 2017 20 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 19 October 2017 20 May 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 19 October 2017 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 19 October 2017 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 19 October 2017 09 December 2020
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 18 March 2015 31 August 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 18 March 2015 31 August 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 18 March 2015 31 August 2017