SFC Licences of AU Yu Him 區宇謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	19 October 2017	20 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	19 October 2017	20 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	19 October 2017	20 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	19 October 2017	20 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	19 October 2017	20 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	19 October 2017	20 May 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	19 October 2017	09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	19 October 2017	09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	19 October 2017	09 December 2020
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	9	18 March 2015	31 August 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	1	18 March 2015	31 August 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	4	18 March 2015	31 August 2017