SFC Licences of LI Jia Wei 李佳蔚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 16 October 2015 16 November 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 23 April 2015 07 August 2015
CLSA Limited 中信里昂證券有限公司
RE 1 23 April 2015 07 August 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 4, 6 23 March 2015 07 August 2015