SFC Licences of LI Jia Wei 李佳蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 16 October 2015 | 16 November 2017 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 16 October 2015 | 16 November 2017 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 23 April 2015 | 07 August 2015 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 April 2015 | 07 August 2015 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 April 2015 | 07 August 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 23 March 2015 | 07 August 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 23 March 2015 | 07 August 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 23 March 2015 | 07 August 2015 |