SFC Licences of CHU Edmund Kinwin 朱建榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vantage Capital Markets HK Limited RE 6 18 November 2022 20 July 2023
Vantage Capital Markets HK Limited RE 4 18 November 2022 20 July 2023
Vantage Capital Markets HK Limited RE 1 16 July 2021 20 July 2023
Quam Capital Limited 華富建業企業融資有限公司 RE 6 16 April 2021 09 July 2021
Quam Capital Limited 華富建業企業融資有限公司 RE 1 23 March 2021 09 July 2021
Quam Securities Limited 華富建業證券有限公司 RE 4 15 March 2019 10 March 2021
Quam Securities Limited 華富建業證券有限公司 RE 1 21 February 2019 10 March 2021
Sun Growth Securities Limited 志昇証券有限公司 RE 1 19 October 2018 09 November 2018
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 28 March 2017 10 September 2018
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 28 March 2017 10 September 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 18 January 2017 08 March 2017
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 1 18 January 2017 08 March 2017
CMBC International Securities Limited 民銀國際證券有限公司 RE 4 01 December 2016 10 December 2016
CMBC International Securities Limited 民銀國際證券有限公司 RE 1 01 December 2016 10 December 2016
Quam Securities Limited 華富建業證券有限公司 RE 4 23 December 2015 15 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 23 December 2015 15 May 2016