SFC Licences of XIAO Bin 肖彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Securities Limited 民銀國際證券有限公司 | RO | 4 | 10 September 2018 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 10 September 2018 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 10 September 2018 | |
| CMBC International Securities Limited 民銀國際證券有限公司 | RO | 1 | 17 August 2017 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 24 July 2017 | 10 September 2018 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 24 July 2017 | 10 September 2018 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 23 December 2016 | 10 September 2018 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 23 December 2016 | 17 August 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 23 December 2015 | 15 May 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 December 2015 | 15 May 2016 |