SFC Licences of LAM Tik On 林迪安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 | RO | 4 | 17 June 2022 | |
| Sorrento Securities Limited 擎天證券有限公司 | RO | 1 | 20 January 2022 | |
| Sorrento Securities Limited 擎天證券有限公司 | RE | 1 | 25 November 2021 | 20 January 2022 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 | RO | 1 | 20 May 2020 | 21 November 2021 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 | RE | 1 | 29 April 2020 | 20 May 2020 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 February 2016 | 18 December 2019 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 March 2015 | 18 December 2019 |