SFC Licences of XIE Zhiming 謝志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HCEP Management Limited | RE | 9 | 03 January 2023 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 29 March 2021 | 30 November 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 March 2021 | 30 November 2022 |
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 30 July 2020 | 10 February 2021 |
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 30 July 2020 | 10 February 2021 |
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 25 March 2015 | 22 July 2020 |
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 25 March 2015 | 22 July 2020 |