SFC Licences of LIU Xiaoning 劉晓宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司	RE	1	22 March 2024
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司	RE	9	22 February 2023
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司	RE	4	22 February 2023
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司	RE	9	22 February 2023
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司	RE	4	22 February 2023
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司	RE	1	22 February 2023
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司	RE	4	20 July 2021	23 December 2022
CLSA Limited 中信里昂證券有限公司	RE	1	20 July 2021	23 December 2022
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司	RE	9	21 June 2021	23 December 2022
Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司	RE	9	17 January 2019	30 April 2021
Probitas Hong Kong Limited 卓信融資顧問有限公司	RE	4	23 March 2015	01 June 2016
Probitas Hong Kong Limited 卓信融資顧問有限公司	RE	1	23 March 2015	01 June 2016