SFC licenceholder BFD466 ZHU Beibei 諸蓓蓓

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 04 May 2020
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities) 31 March 2020
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE [1] (Dealing in Securities) 16 October 2018 16 October 2019
Natixis Asia Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 November 2016 18 July 2018
BOCI Securities Limited 中銀國際證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 March 2015 24 August 2016