SFC Licences of ZHU Beibei 諸蓓蓓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 04 May 2020
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 04 May 2020
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 31 March 2020
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 16 October 2018 16 October 2019
Natixis Asia Limited RE 4 07 November 2016 18 July 2018
Natixis Asia Limited RE 1 07 November 2016 18 July 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 March 2015 24 August 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 4 26 March 2015 24 August 2016