SFC licenceholder BFD466 ZHU Beibei 諸蓓蓓
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2020-05-04 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 (Dealing in Securities) | 2020-03-31 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 (Dealing in Securities) | 2018-10-16 | 2019-10-16 |
| Natixis Asia Limited | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-11-07 | 2018-07-18 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-03-26 | 2016-08-24 |