SFC Licences of TIAN Qi 田崎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 9 | 25 May 2023 | |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 2 | 16 December 2021 | |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 4 | 09 December 2021 | |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 1 | 09 December 2021 | |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 | RE | 9 | 08 August 2019 | 30 November 2021 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 | RE | 4 | 08 August 2019 | 30 November 2021 |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 | RE | 1 | 08 August 2019 | 30 November 2021 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 04 February 2016 | 31 July 2019 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 25 March 2015 | 28 January 2016 |