SFC Licences of SHROFF Saurabh Bharat

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 04 May 2015 05 May 2017
Merrill Lynch Far East Limited RE 1 04 May 2015 05 May 2017
Merrill Lynch (Asia Pacific) Limited RE 1 04 May 2015 05 May 2017